Join us for a free webinar presented by Nathan Johns,
practice leader at Crowe Horwath LLP. Mr. Johns is an expert on Red Flags
regulations, having previously overseen the information technology examination
program for the FDIC, including developing examination work programs
and training of examiners.
Banking and credit institutions, which include finance companies, automobile dealers, mortgage brokers, utilities and telecommunications companies, must implement an identity theft prevention
program by November 1, 2008, to be in compliance with the Red Flags provisions
of the new Fair and Accurate Credit Transactions Act (FACT Act or FACTA).
The webinar presentation will focus on compliance with the key Red Flags
regulations, including:
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Risk
Assessments; |
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Identification
of Red Flags; |
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Establishing
and Managing Policies and Procedures; |
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Monitoring
and Making Periodic Updates; |
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Oversight
of Service Providers and Agreements; |
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Obtaining
Board Approval |
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Who Should Attend:
• CEO,
COO or CFO
• Chief Risk Officer
• Chief Compliance Officer
• LOB execs with risk management responsibility
• Board of Directors
About the Presenter:
Nathan
Johns, CISA is an Executive within the Crowe Horwath LLP’s Risk
Services Delivery Unit with over 15 years experience in a variety of
internal audit, risk management leadership, and regulatory
positions. He has a comprehensive internal audit and risk management
background in large financial services institutions, working closely
with senior management to address risks and evaluate and implement controls.
Recently, Nathan has been focused on directing business continuity plan
reviews, Sarbanes-Oxley Section 404 and Gramm-Leach-Bliley compliance,
enterprise risk management and other risk management projects in the
financial services sectors.
Before joining Crowe Chizek, Nathan oversaw the Information technology
examination program for the Federal Deposit Insurance Corporation including
developing examination work programs and training of examiners. He also
wrote and published industry guidance and regulations for the financial
industry.
Nathan speaks frequently at industry conferences and trade associations
on Business Continuity Planning, Enterprise Risk Management, Gramm-Leach-Bliley,
Security, Privacy and Sarbanes Oxley. He is a member of the Institute
of Internal Auditors and the Information System Audit and Control Association.
Nathan is also a Commissioned Bank Examiner.
Presented by: |
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Sponsored by
Compliance
360, Inc.:
Compliance 360 is a leading provider of
enterprise governance, risk management and compliance solutions
for companies that operate in highly regulated industries.
The Compliance 360 software-as-a-service (SaaS) solution suite
addresses IT governance, policies and procedures management,
incident management, Sarbanes Oxley compliance and enterprise
risk management. Customers benefit by reducing risks, improving
efficiencies and profits and protecting their brands. Compliance
360 is headquartered in Atlanta, GA and assists over 90,000
users everyday in a variety of highly regulated complex business
environments including healthcare, insurance, financial services
and others.
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Compliance 360, Inc., 1185 Sanctuary Parkway,
Suite 250, Alpharetta, GA 30004
Tel: 678.992.0262 Fax: 678.992.0266
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