New regulations are now rolling out as a result of the Dodd-Frank Act. These include regulatory and compliance mandates from FDIC, OCC, SEC and others including the newly formed CFPB. Keeping pace with new and revised regulations and minimizing the risks of non-compliance represent significant challenges for many compliance officers. As regulatory changes are noted, compliance officers need cost-effective means for adjusting down-stream processes including compliance risk assessments, operational policies and procedures, incident and complaint management processes and internal audits. They also need practical capabilities for addressing demands for increased transparency from regulators, examiners and auditors.

Join us for a live demonstration of the Compliance 360 system that will highlight the automated capabilities used by financial services organizations to:

• Monitor changes in the regulatory environment using LexisNexis, Clear Market Practices and others through the Compliance 360 platform
• Maintain a central, dynamic repository of State and Federal laws, regulations and other requirements in Compliance 360
• Automate the distribution, review and analysis process within your organization
• Conduct assessments to determine compliance gaps and then manage the corrective actions
• Use tasks and projects to manage the implementation of changes required
• Automate the lifecycle management of policies and procedures related to laws and regulations
• Link all related policies and procedures as well as downstream processes (compliance risk assessments, incidents, audits and corrective actions) to relevant laws and regulations
• Use the Virtual Evidence Room™ to demonstrate the thoroughness and effectiveness of the compliance program to regulators, examiners and auditors
• Use dashboards and alerts to proactively monitor overall program status as well as the status of each regulatory compliance initiative

Who Should Attend

• Chief Compliance Officer
• General Counsel
• Chief Audit Executive
• Chief Financial Officer
• Chief Information Officer
• Chief Risk Officer
• Chief Security Officer

Please note, this product demonstration contains sensitive information and is available for verifiable organizations only. You must use your business email address to register. Consultants/Legal Advisers wishing to gain access should contact us for special logins. Thank you for understanding.

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